Global Advisory, Legal & Compliance Analyst, NY
Rothschild &(1 month ago)
About this role
An Analyst at Rothschild & Co will provide compliance monitoring and support for the firm’s registered broker-dealer, working closely with attorneys and legal and compliance teams. The role interfaces with investment banking personnel to support the firm’s regulatory and corporate governance obligations in the New York office.
Required Skills
- Compliance Monitoring
- Conflict Checks
- Due Diligence
- AML
- Personal Trading
- Regulatory Filings
- Corporate Housekeeping
- Audit Support
- Document Production
- MS Office
+5 more
Qualifications
- Bachelor's Degree
About Rothschild &
rothschildandco.comRothschild & Co is one of the world’s largest independent financial advisory groups, employing 4,200 people in over 40 countries across the world, delivering a unique global perspective across four market-leading business divisions; Global Advisory, Asset Management, Wealth Management and Merchant Banking.
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