Head Compliance Private Clients
Vontobel(2 months ago)
About this role
The Head Compliance Private Clients oversees compliance for the wealth management division of a Swiss-headquartered private bank, leading teams in Switzerland and Germany and managing contractors in Italy and Dubai. This senior leadership role reports to the Head of Legal & Compliance Advisory and provides strategic and business-as-usual compliance oversight across Swiss, EU and other international jurisdictions. The role promotes a culture of compliance and ensures robust controls within a global, dynamic environment.
Required Skills
- Compliance
- Regulatory Interpretation
- Risk Assessment
- Policy Development
- Team Leadership
- Cross-Border
- Marketing Compliance
- Suitability Assessment
- Investigations
- Stakeholder Management
+2 more
Qualifications
- Advanced Degree in Law
- Advanced Degree in Finance
- Advanced Degree in Related Field
About Vontobel
vontobel.comWe are a globally operating investment house with Swiss roots.
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