Head of Compliance and Risk

NATIONAL(1 month ago)

HybridFull TimeSenior$112,810 - $151,654 (estimated)Compliance

About this role

Head of Compliance and Risk for a newly established investment firm within Nasdaq’s European markets, responsible for coordinating the firm’s licensing process with the Dutch Financial Markets Authority (AFM) and preparing the organisation for regulatory approval. After licensing, the role will establish and maintain a comprehensive compliance and risk management framework aligned with Dutch, EU, and Nasdaq Group requirements, and provide risk/compliance support across Nasdaq’s European markets business.

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Required Skills

Compliance Leadership
Risk Management
Regulatory Engagement
Licensing Coordination
Policy Development
Enterprise Risk
Business Continuity
Reporting
Stakeholder Management
Analytical Skills

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About NATIONAL

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GOV.UK is the UK government’s official online portal that centralises public services and authoritative information, from taxes, benefits and passports to driving, visas and legislation. Maintained by the Government Digital Service, it brings content from departments and agencies into a single, accessible site with transactional services, forms and practical guidance for citizens, businesses and professionals. The site emphasises clarity, accessibility and security, offering search, sign-in tools and up‑to‑date policy and regulatory information to help users complete tasks. It also publishes open data, guidance for developers and follows user‑centred design and publishing standards to continually improve government services.

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