Vanguard

Head of Ethics and Conduct Compliance

Vanguard

2 months ago
Charlotte, NC
Hybrid
Full Time
Manager
0 applicants
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Vanguard
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About this role

A global subject matter expert who leads a team responsible for establishing an enterprise-wide culture of compliance at Vanguard, ensuring adherence to the Code of Ethical Conduct and applicable global conduct standards. The role partners with business leaders to develop policies, monitoring programs, and provide trusted advisory on complex ethical and regulatory matters.

Skills

Qualifications

Undergraduate DegreeGraduate Degree Preferred
Vanguard

About Vanguard

vanguardjobs.com

Vanguard is an investment management company offering mutual funds, ETFs, brokerage, retirement, and advisory services.

About Vanguard

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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