Head of Legal & Compliance, PIMCO Investments
PIMCO(8 days ago)
About this role
PIMCO is seeking a senior legal and compliance leader to oversee its broker-dealer operations and support fund distribution activities. The role involves providing legal guidance, drafting and negotiating agreements, and collaborating with various teams to ensure regulatory adherence and effective operational strategies.
Required Skills
- Legal Support
- Regulatory Compliance
- Fund Agreements
- Securities Laws
- Fund Operations
- Risk Management
- Legal Drafting
- Financial Regulations
- Asset Management
Qualifications
- J.D. from a leading law school
- Active Bar membership in a U.S. state
- 7+ years of relevant experience in fund distribution
About PIMCO
pimco.comPIMCO is an investment management firm providing solutions for institutions, financial professionals and millions of individuals worldwide. Learn more.
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