Head Of Trade Surveillance
TD Bank Group(27 days ago)
About this role
The Head of Exchange Traded Products Surveillance (Director) at TD oversees and manages the trade surveillance program for exchange traded products, ensuring compliance and monitoring trading activities for market manipulation and prohibited practices. The role involves leading a team of analysts, working with senior management, and maintaining regulatory adherence within the global compliance framework.
Required Skills
- Surveillance
- Trading
- Regulatory Compliance
- Risk Management
- Financial Markets
- Team Management
- Market Surveillance
- Trading Monitoring
- Financial Regulation
- Analysis
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
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