Internal Auditor
LPL Financial(1 month ago)
About this role
A Staff Internal Auditor at LPL Financial executes finance, operations, and compliance-related internal audits, SOX, and operational control testing. This role entails conducting process reviews and handling various ad hoc projects while collaborating with internal teams and external auditors to assess and improve internal controls.
Required Skills
- Internal Auditing
- SOX Testing
- Financial Compliance
- Process Improvement
- Collaboration
Qualifications
- Undergraduate degree in Business
- Accounting
- Finance or related discipline
About LPL Financial
lpl.comA leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.
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