Investigations - Int Compliance Analyst
Transamerica(1 month ago)
About this role
An Intermediate Compliance Analyst at Transamerica is a mid-level compliance professional supporting regulatory oversight for WFG Canada’s insurance and mutual fund dealer operations. The role sits within the Regulatory Compliance function and contributes to maintaining adherence to internal policies and external regulations across the business.
Required Skills
- Investigation
- Compliance
- Report Writing
- Stakeholder Liaison
- Case Management
- Analytical
- Time Management
- Microsoft Office
- Regulatory Research
- Communication
Qualifications
- Post-Secondary Education
- Investment Funds in Canada (IFIC)
- Canadian Securities Course (CSC)
- Life License Qualification Program (LLQP)
About Transamerica
transamerica.comLet Transamerica help you live your best life and build financial security. Explore our customizable life insurance, retirement, and investment solutions.
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