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Investment Compliance Analyst - Remote at OneDigital - ApplyBlast

Investment Compliance Analyst - Remote

OneDigital

1 day ago

3.1 on Glassdoor

Remote

Full Time

Medior

0 applicants

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About this role

The Investment Compliance Analyst supports the firm's compliance oversight obligations for OneDigital Investment Advisors, focusing on investment compliance surveillance, testing, and reporting. This role ensures adherence to regulatory requirements and internal policies while maintaining the integrity of the firm's investment compliance program. The position may be located in Overland Park, Kansas or remote.

Responsibilities

Maintain investment surveillance and testing program
Monitor trading activity for compliance violations
Prepare compliance reporting for leadership

Skills

About OneDigital

onedigital.com

Headquarters

Atlanta, Georgia, United States

Company Size

1001-5000 employees

Founded

2000

View Profile

OneDigital is a national advisory firm providing insurance, employee benefits, HR consulting, financial services, and PEO solutions to businesses and individuals. They help clients manage risk, control costs, and plan for long-term success through data-driven strategies and personalized guidance. With over 100,000 clients served nationwide, OneDigital combines workplace benefits, business insurance, retirement planning, and financial education into integrated solutions.