Raymond James & Associates, Inc., Research Division

IT SOX & 17a-5 Controls Manager

Raymond James & Associates, Inc., Research Division(9 months ago)

HybridFull TimeManager$104,722 - $138,015 (estimated)Internal Audit
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About this role

This hybrid role on the SOX & 17a-5 Controls Team in St. Petersburg, FL supports the firm’s IT control and compliance efforts related to SOX and regulatory frameworks. The position works with internal teams and external auditors to maintain and enhance control documentation and governance. It is targeted at candidates with financial services control experience and the ability to engage with stakeholders across the organization.

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Required Skills

  • SOX
  • COSO
  • IT Controls
  • Risk Assessment
  • Stakeholder Management
  • Project Management
  • Communication
  • Relationship Building
  • Audit
  • Problem Solving

Qualifications

  • BS Accounting
  • BS Business Administration
  • BS Finance

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