Junior Analyst – Compliance and Operations
Capco(1 month ago)
About this role
The Junior Analyst will support Capco’s Managed Services team by assisting with compliance monitoring, governance, oversight, and regulatory reporting to ensure adherence to federal and state laws and industry regulators. The role partners closely with compliance and internal control teams to maintain controls, support regulatory requests, and contribute to continuous improvement. This is an entry-level consulting position focused on operationalizing compliance programs within financial services clients.
Required Skills
- Trade Surveillance
- Escalation
- Investigations
- Personal Trading
- Watchlists
- Compliance Testing
- FINRA Registration
- Reporting
- Policy Review
- Procedure Development
+5 more
Qualifications
- Associate Degree
- Bachelor's Degree
- ACAMS
- SIE
About Capco
capco.comCapco is a global management and technology consultancy focused on the financial services and energy sectors. It helps banks, insurers, capital markets firms, payments businesses and energy companies with digital transformation, strategy, technology delivery, data & analytics, risk & compliance, and cybersecurity. Capco combines consulting and engineering capabilities to design and implement end-to-end solutions across digital, cloud and core systems. The firm operates internationally and is part of the Wipro group, extending its scale and technology reach.
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