Aberdeen Group plc

Junior Compliance Officer - Marketing Review Specialist

Aberdeen Group plc(15 days ago)

Philadelphia, PAOnsiteFull TimeMedior$60,000 - $80,000Risk & Compliance
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About this role

Aberdeen Investments is seeking a Risk and Compliance professional to support distribution-compliance functions, with a focus on marketing material review, broker-dealer regulatory compliance, cross-border distribution oversight, and anti-money laundering. The role offers opportunities for growth into a senior Compliance Officer position within the team.

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Required Skills

  • Regulatory Compliance
  • AML
  • Marketing Review
  • broker-dealer
  • Cross-border
  • Analysis
  • Communication
  • Microsoft Excel
  • Series 7
  • Series 24

Qualifications

  • Bachelor’s Degree
  • 3-5 years’ experience in investment management
  • SIE
  • Series 7
Aberdeen Group plc

About Aberdeen Group plc

aberdeenplc.com

Aberdeen is a Wealth & Investments group that connects investors to the expertise, tools, and solutions they need to grow and manage their wealth.

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