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© All Rights Reserved. ApplyBlast.com
Mutual of America Financial Group
The Lead Compliance, Broker / Dealer will support the Vice President, Head of Broker/Dealer Compliance in managing the broker/dealer compliance program, including inspections, regulatory inquiries, training, and system evaluations. This role involves collaborating with various business units, overseeing disciplinary actions, and promoting compliance awareness across the organization.
Mutual of America offers retirement and investment solutions for employers of all sizes. Help your employees plan for the future. Learn more now!
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Mutual of America Financial Group.
Right around the average for this role