Legal Counsel & Head of Compliance ($90,000 - $130,000)
Guerra Wealth Advisors
About this role
Guerra Wealth Advisors is seeking a Legal Counsel & Head of Compliance to oversee legal and regulatory efforts, ensuring compliance with SEC, state, and insurance regulations while advising executive leadership on legal and risk matters. The role involves building scalable compliance infrastructure, managing regulatory relationships, and fostering a culture of ethical decision-making within a growing wealth management firm.
Skills
Qualifications
About Guerra Wealth Advisors
guerrawealth.comGuerra Wealth Advisors, founded in 1986 and based in Miami, is a full-service wealth management firm offering the complete spectrum of financial planning and advisory services. They provide investment management, retirement planning, and tax- and estate-related strategies, delivering tailored financial plans for individuals, families, and business owners. The firm emphasizes long-term relationships and personalized, integrated solutions to help clients accumulate, preserve, and transfer wealth.
About Guerra Wealth Advisors
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for Guerra Wealth Advisors.
Salary
$100k – $130k
per year