Manager, Business Compliance
BMO US(1 month ago)
About this role
Mandate Compliance role within BMO Global Asset Management Canada focused on maintaining first-line compliance frameworks and supporting regulatory adherence for funds, trading, and related business activities. The position sits within the compliance function and interfaces with business partners and senior stakeholders to support regulatory implementations and reporting.
Required Skills
- Mandate Compliance
- Personal Trading
- Gifts Monitoring
- Liquidity Management
- Regulatory Filings
- Charles River
- Stakeholder Management
- Reporting
- Risk Assessment
- Project Management
+1 more
Qualifications
- Post-Secondary Degree
- CFA
- MBA
About BMO US
bmo.comBMO offers a wide range of personal and business banking services, including checking & savings accounts, loans, lines of credit, credit cards and more.
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