Transamerica

Manager, Compliance Branch Inspections

Transamerica

1 month ago
Remote
Full Time
Senior
14 applicants
Transamerica
Apply to 100+ jobs

About this role

This role involves overseeing the daily operations of branch inspection teams for Transamerica Financial Advisors and World Financial Group, ensuring regulatory compliance and operational efficiency. The position requires leadership in developing inspection programs, conducting on-site reviews, and fostering relationships across the organization.

Skills

Qualifications

Bachelor's degree in a business field or equivalent experienceFive years of relevant compliance or field supervision experienceTwo years of experience in the securities industrySeries 7 and 24 or obtain within six months of hire
Transamerica

About Transamerica

transamerica.com

Industry

Finance

Let Transamerica help you live your best life and build financial security. Explore our customizable life insurance, retirement, and investment solutions.

About Transamerica

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

Unlock Company Insights

View leadership team, funding history,
and employee contacts for Transamerica.

Reveal Company Insights

ApplyBlast uses AI to match you with the right jobs, tailor your resume and cover letter, and apply automatically so you can land your dream job faster.

© All Rights Reserved. ApplyBlast.com