Manager, Compliance Business Oversight
TD Bank Group(3 months ago)
About this role
The APAC Compliance Officer will support TD Bank and TD Securities in meeting regulatory obligations across the Asia-Pacific region, primarily based in Singapore. The role provides compliance oversight for Global Markets and Corporate & Investment Banking, assists the APAC Compliance leadership, and implements compliance strategies and policies. The officer will collaborate with regional and global compliance teams, deliver training, and provide regulatory and business conduct advice to the businesses.
Required Skills
- Regulatory Knowledge
- Equities
- Fixed Income
- Compliance Oversight
- Policy Drafting
- Risk Assessment
- Stakeholder Management
- Training Delivery
- Gap Assessment
- Change Management
+1 more
About TD Bank Group
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