Manager, Compliance - Tier 1
Yuma
About this role
A Manager, Compliance at IGM Financial Inc. ensures adherence to regulatory requirements for investment dealers and manages compliance programs, client complaints, and regulatory audits. The role involves overseeing compliance activities, training, and regulatory obligations within the financial services industry.
Skills
Qualifications
About Yuma
yumaaz.govCity of Yuma is the official municipal government of Yuma, Arizona, providing residents, businesses, and visitors with information and access to city services. The website centralizes resources including city council and government information, public works, utilities, public safety, permitting, economic development, and parks & recreation. It also publishes community news, event calendars, and online services to help residents engage with local government. The city aims to support civic participation, public safety, tourism, and sustainable economic growth.
About Yuma
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Yuma.
Salary
$78k – $90k
per year