Manager, Compliance - Trade Surveillance
TD Bank Group(6 months ago)
About this role
The Vice President on TD Securities US Compliance trade surveillance team specializes in monitoring Fixed Income, Foreign Exchange, Commodities, Equities, Options and Futures. The role oversees a team of specialists, providing regulatory guidance and supporting business units to manage regulatory risk.
Required Skills
- Trade Surveillance
- Fixed Income
- Foreign Exchange
- Commodities
- Equities
- Options
- Futures
- Risk Management
- Regulatory Reporting
- Stakeholder Management
+5 more
Qualifications
- Bachelors Degree
- 5-7 Years Experience
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
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