Picton Mahoney Asset Management
The Manager, Compliance will provide day-to-day guidance on sales, marketing, and distribution compliance while supporting AML, KYC, and KYP programs. This role involves reviewing client-facing materials, managing compliance vendors, and leading key compliance projects to strengthen the firm's overall compliance framework. The position requires collaboration with various departments to ensure adherence to Canadian securities regulations and industry standards.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Picton Mahoney Asset Management didn’t post a salary, so this is our estimate from similar listings.