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Manager, Registrations at BMO - ApplyBlast

Manager, Registrations

BMO

11 days ago

3.6 on Glassdoor

Toronto, Ontario, Canada

Hybrid

Full Time

Manager

0 applicants

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About this role

The Manager, Registrations leads a team responsible for overseeing registration-related matters for individuals and firms within BMO's regulated businesses, ensuring compliance with securities regulatory requirements and self-regulatory organization rules. This role serves as a key subject matter expert on complex registration matters impacting Investment Dealers, Investment Fund Managers, Exempt Market Dealers, and Portfolio Managers. The position involves providing expert guidance, managing regulatory filings, and fostering strong relationships with regulators and business partners.

Responsibilities

Lead team of registration professionals overseeing firm and individual registration activities
Ensure regulatory compliance with securities rules and manage complex registration matters
Provide expert guidance on registration structures and support regulatory examinations

Skills

About BMO

bmo.com

Headquarters

Toronto, Ontario, Canada

Company Size

10001+ employees

Founded

1817

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BMO offers a wide range of personal and business banking services, including checking & savings accounts, loans, lines of credit, credit cards and more.