Market Supervision Manager
TD Bank Group(5 days ago)
About this role
The Market Supervision Manager oversees daily supervisory, compliance, and operational aspects of the Wealth Market at TD, working closely with market leaders to achieve strategic objectives. The role involves ensuring regulatory compliance, leading control initiatives, and managing supervisory activities in the financial services sector.
Required Skills
- FINRA Series 7
- Series 24
- Series 66
- Supervision
- Compliance
- Financial Services
- Operational Experience
- Leadership
- Regulatory Frameworks
- Control
About TD Bank Group
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