TP ICAP
The Market Surveillance Analyst supports the SEF Compliance team in regulatory oversight, market surveillance, and compliance monitoring across Swap Execution Facility platforms. The role ensures adherence to CFTC and SEC requirements through real-time trading monitoring, electronic communications review, and trade reporting accuracy. It involves collaborating with internal stakeholders and external regulators like the NFA to investigate irregularities and support examinations.
Headquarters
London, England, United Kingdom
Company Size
5001-10000 employees
Founded
2016
TP ICAP is a global markets infrastructure and financial services company that operates in broking, data, and market intelligence. It provides liquidity and execution services, market data, and value-added solutions to clients across energy, commodities, rates, FX, equities, and credit markets. The company operates in the financial services and capital markets industry.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for TP ICAP.
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