Market Surveillance Officer!-2
State Street(6 days ago)
About this role
The Market Surveillance Compliance Program Officer at State Street Investment Management is responsible for monitoring and reviewing communications and trades to detect market abuse, ensuring regulatory compliance through thorough investigations and documentation. The role involves collaborating within a high-performing team and continuously improving surveillance processes to safeguard clients and the firm’s reputation.
Required Skills
- Market Surveillance
- Regulatory Compliance
- Transaction Monitoring
- Investigation
- Financial Markets
- Risk Management
- Communication
- Analytical Skills
- Regulatory Knowledge
- Automation
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