Marketing Material Review Associate
TIAA(1 month ago)
About this role
The Marketing Material Review Associate at Nuveen/TIAA is part of the Global Marketing Compliance Review team responsible for ensuring marketing materials meet regulatory and firm standards prior to publication. The role supports adherence to global marketing policies across a wide range of investment products and helps mitigate reputational and regulatory risk. It operates within a centralized review function focusing on quality control and process improvement.
Required Skills
- Marketing Compliance
- Regulatory Review
- FINRA
- SIE
- Series 7
- Series 24
- SEC Compliance
- GIPS
- Social Media
- Documentation
+5 more
Qualifications
- University Degree
- SIE
- Series 7
- Series 24
About TIAA
tiaa.orgAt TIAA, we believe everyone deserves a secure retirement. Explore our annuities, retirement plans, financial planning, investing & wealth management solutions.
View more jobs at TIAA →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at TIAA
Similar Jobs
Junior Compliance Officer - Marketing Review Specialist
Aberdeen Group plc(15 days ago)
Vice President Compliance, Marketing Material Review
Ares Management(11 days ago)
Market Supervision Manager
TD Bank Group(5 days ago)
Principal Review Unit Analyst - Manchester, New Hampshire
TD Bank Group(12 days ago)
Associate, Global Product Solutions ETF Regulatory Marketing Review
BlackRock(15 days ago)
Senior Advisor, Supervision- Advertising Review
Raymond James & Associates, Inc., Research Division(13 days ago)