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Marketing Supervisory Principal at D.A. Davidson - ApplyBlast

Marketing Supervisory Principal

D.A. Davidson

8 months ago

3.4 on Glassdoor

Onsite

Full Time

Senior

0 applicants

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About this role

The Marketing Supervisory Principal at D.A. Davidson is a supervisory expert within Wealth Management’s Marketing and Planning Services who provides principal approval and guidance on public communications. The role ensures brokerage and advisory marketing materials comply with FINRA, SEC and state securities and insurance laws, and serves as a resource for front-office staff and regional supervisory personnel. It also stays current on regulatory updates and helps develop related training and processes.

Skills

Qualifications

Bachelor's DegreeFINRA SIESeries 7Series 9/10Series 24

About D.A. Davidson

dadavidson.com

Headquarters

Great Falls, Montana, United States

Company Size

1001-5000 employees

Founded

1935

View Profile

D.A. Davidson is a U.S.-based financial services firm that provides wealth management, brokerage, investment banking, capital markets, and trust services to individuals, families, businesses, and municipalities. The firm offers personalized financial planning, portfolio management, equity and fixed‑income trading, and middle‑market advisory and underwriting services. Known for a client‑focused, regional‑to‑national footprint and an employee‑owned culture, D.A. Davidson emphasizes long‑term relationships, independent research, and tailored capital solutions.