Marketing Supervisory Principal

D.A. Davidson

1 month ago

3.4 on Glassdoor

Onsite

Full Time

Senior

0 applicants

View Job Listing

Apply to 100+ jobs

About this role

The Marketing Supervisory Principal at D.A. Davidson is a supervisory expert within Wealth Management’s Marketing and Planning Services who provides principal approval and guidance on public communications. The role ensures brokerage and advisory marketing materials comply with FINRA, SEC and state securities and insurance laws, and serves as a resource for front-office staff and regional supervisory personnel. It also stays current on regulatory updates and helps develop related training and processes.

Skills

Qualifications

Bachelor's DegreeFINRA SIESeries 7Series 9/10Series 24

About D.A. Davidson

dadavidson.com

D.A. Davidson is a U.S.-based financial services firm that provides wealth management, brokerage, investment banking, capital markets, and trust services to individuals, families, businesses, and municipalities. The firm offers personalized financial planning, portfolio management, equity and fixed‑income trading, and middle‑market advisory and underwriting services. Known for a client‑focused, regional‑to‑national footprint and an employee‑owned culture, D.A. Davidson emphasizes long‑term relationships, independent research, and tailored capital solutions.