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Mortgage Compliance Specialist at Wealthfront - ApplyBlast

Mortgage Compliance Specialist

Wealthfront

27 days ago

4.2 on Glassdoor

Palo Alto, California, United States

Hybrid

Full Time

Senior

0 applicants

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About this role

This role focuses on ensuring compliance with federal and state regulations within the home lending division by conducting quality control reviews and managing state licensing programs. The specialist partners with leadership to drive state expansion efforts, review marketing materials, and support regulatory examinations and audits. The position also involves maintaining standard operating procedures and providing compliance guidance to operations teams.

Responsibilities

Conduct independent pre-funding and post-closing Quality Control reviews on mortgage loan files
Manage end-to-end licensing program for state company and branch licenses through NMLS
Partner with compliance leadership to drive state expansion and ensure regulatory readiness

Skills

About Wealthfront

wealthfront.com

Headquarters

Palo Alto, California, United States

Company Size

201-500 employees

Founded

2011

View Profile

Wealthfront is a digital wealth manager and cash-management platform that offers a high-yield Cash Account alongside automated investing products. It provides expert-built portfolios of stocks, bonds, and ETFs, plus the S&P 500 Direct option (fractional ownership of underlying stocks) and low-cost management. Wealthfront uses software-driven tools like automated tax-loss harvesting to help lower taxes and manage risk. Accounts have low or no minimums and no account fees for the Cash Account, and the company emphasizes building products that benefit clients through low fees and automated, scalable financial advice.