Operational Risk Professional
Raymond James & Associates, Inc., Research Division(1 month ago)
About this role
An Operational Risk Professional within the RIA & Custody Services division supports the firm’s risk posture by ensuring transaction integrity and regulatory compliance. The role contributes to control frameworks and cross-functional collaboration to protect client assets and reduce operational risk.
Required Skills
- Transaction Review
- Client Verification
- Compliance
- Documentation
- Communication
- Escalation
- Recordkeeping
- Process Improvement
- Detail Orientation
- Time Management
+1 more
Qualifications
- Bachelor's: Accounting
- Bachelor's: Actuarial Science
- Bachelor's: Applied Mathematics
- High School Diploma
About Raymond James & Associates, Inc., Research Division
rjcapitalmarkets.comN/A
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