Operations Associate – FINRA Series 99 or 24
Hennion & Walsh, Inc.(1 month ago)
About this role
Hennion & Walsh is seeking a licensed Operations Associate to join its operations team supporting individual investor clients at a growing broker-dealer. The role sits within a regulated environment and contributes to maintaining high service standards while collaborating with other departments. Candidates should have relevant industry experience and the required FINRA licensing.
Required Skills
- Operations
- Cashiering
- ACATs
- Trade Errors
- Process Improvement
- Workflow Management
- Client Requests
- Regulatory Compliance
- Communication
- Organization
+1 more
Qualifications
- FINRA Series 99
- FINRA Series 24
About Hennion & Walsh, Inc.
hennionandwalshcareers.comHennion & Walsh is a real estate services firm that specializes in multifamily investment sales, asset advisory, and capital markets solutions for owners, investors, and developers. The company combines market research, deal execution, and asset-management expertise to help clients buy, sell, and optimize apartment and residential investment properties. Hennion & Walsh emphasizes a collaborative culture built on integrity and shared values, and recruits professionals who deliver client-focused, data-driven results.
Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Hennion & Walsh, Inc.
Paraplanner
Hennion & Walsh, Inc.(4 days ago)
Operations Associate – FINRA Series 99 or 24
Hennion & Walsh, Inc.(4 days ago)
Investment Associate (Financial Services Career Development Program)
Hennion & Walsh, Inc.(4 days ago)
Investment Associate (Financial Services Career Development Program)
Hennion & Walsh, Inc.(4 days ago)
Similar Jobs
IRA Account Specialist, Team Lead (FINRA Series 24 required)
Crypto.com(3 days ago)
Compliance Director
Plume(3 months ago)
Founding Compliance Leader (Director - CCO)
Crux(2 months ago)
Broker Dealer Operations Principal
Horace Mann - Agent Opportunities(14 days ago)
Sr. Manager, Broker-Dealer Financial Operations & Controls
Betterment(1 month ago)
Director, Broker-Dealer Operations
Betterment(25 days ago)