Operations Specialist (Margin)
Apex Fintech Solutions(3 months ago)
About this role
The Operations Specialist (Margin) at Apex Fintech Solutions supports the firm's margin operations and regulatory oversight for accounts held at Apex Clearing Corporation, with a focus on FINRA Rule 4210. The role works across teams to support process documentation, compliance validation, and implementation of margin-related changes. It sits within the operations organization serving fintech clients and enterprise clearing functions.
Required Skills
- Margin Rules
- Margin Calculations
- Portfolio Margin
- Regulatory Compliance
- Client Service
- Communication
- Excel
- SQL
- Python
- Documentation
+5 more
Qualifications
- Bachelor's Degree
- FINRA SIE
- Series 7
About Apex Fintech Solutions
apexfintechsolutions.comUncover cloud-native wealth tech solutions and digital investing platforms from Apex. Power your financial institution’s growth—explore our technology today.
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