Outside Activities and Consulting Consultant
Northwestern Mutual(2 months ago)
About this role
A compliance consulting role serving as the primary liaison between the Home Office, Field Supervision teams and Financial Representatives. The position reviews and assesses Outside Business Activities and Passive Investments disclosures and advises senior leaders across distribution, legal and other business partners. Acts as a subject matter expert on regulatory obligations and the Outside Business Activity Portal, supporting alignment and escalation across the enterprise.
Required Skills
- Regulatory Review
- Risk Assessment
- Stakeholder Management
- Communication
- Compliance
- Project Management
- Training
- Analytical Skills
- Decision Making
- Portal Management
+1 more
Qualifications
- Bachelor's Degree
- FINRA Series 7
- FINRA Series 24
- FINRA SIE
About Northwestern Mutual
northwesternmutual.comNorthwestern Mutual is a financial partner that offers personalized plans, top-rated services and life insurance. Find a financial advisor and get started on your plan today.
View more jobs at Northwestern Mutual →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Northwestern Mutual
Similar Jobs
Customer Service Rep II
Hewlett Packard Enterprise(1 month ago)
Underwriter IV- Real Estate Banking
Quantitative Marketing(26 days ago)
Operations Supervisor
IMC(25 days ago)
Outside Sales and Solutions Specialist 2
Mapleview Family Dentistry(1 month ago)
HEDIS Operations Supervisor & Analytics
IMC(26 days ago)
Web Portal Support Specialist
Cubic Corporation(3 months ago)