Paralegal, Corporate Governance
Raymond James & Associates, Inc., Research Division(3 months ago)
About this role
The Corporate Governance Paralegal provides corporate and regulatory support for Raymond James and its subsidiaries, maintaining entity records and administering the hCue database for 100+ entities. The role supports SEC Section 16 insider reporting and Federal Reserve entity reporting (FRY-10/FRY-6), assists attorneys, and coordinates with regulators and external service providers. Works under general supervision as part of a paralegal team to perform compliance-focused and moderately complex tasks.
Required Skills
- Entity Management
- SEC Reporting
- FRY-10 Reporting
- Corporate Governance
- Database Admin
- Legal Research
- Document Management
- Project Management
- Calendaring
- E-Signatures
+2 more
Qualifications
- Associate's Degree: Law
- Paralegal/Legal Assistant Certificate (ABA) - Preferred
- Certified Paralegal (CP) - NALA
About Raymond James & Associates, Inc., Research Division
rjcapitalmarkets.comN/A
View more jobs at Raymond James & Associates, Inc., Research Division →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Raymond James & Associates, Inc., Research Division
Complex Administrative Manager- St. Petersburg, FL
Raymond James & Associates, Inc., Research Division(5 days ago)
Lead Analyst, Trading Technology
Raymond James & Associates, Inc., Research Division(5 days ago)
Registered Client Service Associate, Salaried
Raymond James & Associates, Inc., Research Division(6 days ago)
Financial Advisor Trainee-Chattanooga, TN
Raymond James & Associates, Inc., Research Division(6 days ago)
Similar Jobs
Corporate Paralegal - Securities and Corporate Governance
Jabil(6 days ago)
Senior Corporate Paralegal
Third-Party Job Posts(3 months ago)
Senior Corporate Governance Paralegal
FIS(1 month ago)
Sr. Manager, Corporate Governance & Securities
US0013 Sysco Central Texas (Division of USA I)(27 days ago)
Corporate Paralegal (Hybrid)
Holland & Knight(4 months ago)
Senior Counsel - Corporate & Securities - Virtual!
Alight Solutions(26 days ago)