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© All Rights Reserved. ApplyBlast.com
Payward
The Principal Associate Compliance role supports the Chief Compliance Officer in maintaining Kraken Securities' adherence to FINRA, SEC, and state regulations. This position involves executing compliance and risk assessment programs, overseeing daily regulatory flags, and updating supervisory procedures and employee education initiatives. The role also includes preparing annual certification reports, reviewing marketing materials, and supporting regulatory examinations and audits.
Headquarters
Cheyenne, Wyoming, United States
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Payward.
6% below the average for this role