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Principal Investigator at FINRA - ApplyBlast

Principal Investigator

FINRA

4 days ago

3.8 on Glassdoor

Boston, Massachusetts, United States

Hybrid

Full Time

Senior

0 applicants

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About this role

The Principal Investigator independently conducts and completes high-risk, complex fraud-related investigations within the securities industry, focusing on the detection and mitigation of risks related to improper use of firm or customer assets. This role involves developing investigative strategies, performing advanced data analysis, and collaborating with enforcement and regulatory partners to ensure sound regulatory outcomes. The position serves as a subject matter expert, mentoring staff and contributing to initiatives that advance investor protection and market integrity.

Responsibilities

Lead and conduct complex fraud-related investigations
Perform advanced data analysis to identify fraud trends
Collaborate with enforcement attorneys and cross-functional partners

Skills

Qualifications

Bachelor's degree in Accounting, Finance, Economics, Business Administration, or a related fieldMBAJDCFEACAMS

About FINRA

finra.org

Headquarters

Washington, District Of Columbia, United States

Company Size

1001-5000 employees

Founded

2007

View Profile

FINRA, the Financial Industry Regulatory Authority, is a nonprofit self-regulatory organization that oversees U.S. broker-dealers and securities markets. It works to protect investors and maintain market integrity through regulation, enforcement, licensing, arbitration and mediation services, and market surveillance. FINRA operates in the financial services and securities regulation industry.