Principal Policy Advisor, Dispute Resolution
FINRA(19 days ago)
About this role
The Dispute Resolution Principal Analyst at FINRA supports the administration of arbitration cases and develops policies to ensure high-quality dispute resolution services. The role involves working with senior management, providing guidance on policies, and managing various aspects of the arbitration process, including compliance and reporting.
Required Skills
- Legal Research
- Dispute Resolution
- Policy Development
- Project Management
- Communication
- Regulatory Compliance
- Analysis
- Writing
- Leadership
- Training
About FINRA
finra.orgA vibrant market is at its best when it works for everyone. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Research a Broker or Firm Search Brokercheck Featured Member Firm Hub New FINRA Initiatives to Support Members, Markets, and the Investors They Serve By Robert Cook, President and CEO, FINRA. To serve its mission—promoting investor protection, market integrity, and vibrant capital markets—FINRA must continuously improve its regulatory policies and programs to make them more effective and efficient. During my time as CEO, we have worked hard
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