Process Associate
Guidehouse(2 months ago)
About this role
This role supports a Market Surveillance Compliance team within the Global Compliance Department, based in Trivandrum. It focuses on monitoring and investigating trading activity to detect potential market abuse and policy/regulatory breaches, while also contributing to enhancements of surveillance technology and related program controls. The position works with global stakeholders and supports responses to internal escalations and regulatory inquiries.
Required Skills
- Market Surveillance
- Trade Surveillance
- Compliance Investigations
- Insider Trading
- Market Abuse
- Information Barriers
- Trading Alerts
- Ad Hoc Investigations
- Regulatory Inquiries
- Surveillance Models
+13 more
Qualifications
- Bachelor’s Degree
- NISM
- CFA
About Guidehouse
guidehouse.comGuidehouse is a leading advisory firm that specializes in integrating commercial and public sector solutions to tackle complex challenges faced by clients. As a unique scaled advisory organization, it leverages insights from both government and commercial perspectives within its various industry segments. Guidehouse provides a range of technology and managed services, focusing on key sectors such as healthcare, financial services, defense, and infrastructure. The firm is recognized for its innovative approach to problem-solving, which combines strategic expertise with practical implementation.
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