FINRA
The Quality Assurance Analyst supports FINRA's Information Operations team by conducting quality control reviews and data analysis to ensure compliance with policies and procedures. This role involves identifying trends, performing root cause analyses, and developing processes to improve accuracy and mitigate risk within critical systems. The position requires collaboration across teams to uphold investor protection and market integrity standards.
Headquarters
Washington, District Of Columbia, United States
Company Size
1001-5000 employees
Founded
2007
FINRA, the Financial Industry Regulatory Authority, is a nonprofit self-regulatory organization that oversees U.S. broker-dealers and securities markets. It works to protect investors and maintain market integrity through regulation, enforcement, licensing, arbitration and mediation services, and market surveillance. FINRA operates in the financial services and securities regulation industry.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for FINRA.
28% above the average for this role
Ben Edwards Agrees to $750K Fine for Failing to Log Brokers’ Texts: Finra
1 month ago