Regional Compliance Analyst - Key Investment Services (KIS)
KeyBank(1 month ago)
About this role
The Compliance Analyst conducts onsite branch inspections and compliance reviews across retail bank branch locations to evaluate adherence to firm policies and applicable federal and state regulations. The position involves regular travel, documenting inspection activities, and communicating results to business and compliance stakeholders.
Required Skills
- Branch Inspections
- Documentation
- Risk Assessment
- Regulatory Knowledge
- Compliance Testing
- Stakeholder Communication
- Project Management
- Relationship Building
Qualifications
- Bachelor's Degree
- Series 7 (Preferred)
- Series 24 (Preferred)
About KeyBank
key.comEnjoy the benefits of being a KeyBank client. We offer checking & savings accounts, credit cards, insurance, and loans. Open your KeyBank account today!
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