Registered Regulatory Operations Analyst
Raymond James & Associates, Inc., Research Division
About this role
The Regulatory Operations Analyst is responsible for ensuring compliance with industry regulations, managing regulatory reporting, and supporting operational efficiencies within a financial firm. The role involves collaboration, interpretation of regulations, process improvement, and audit support, with a hybrid work model.
Skills
Qualifications
About Raymond James & Associates, Inc., Research Division
rjcapitalmarkets.comIndustry
Finance
N/A
Recent company news
About Raymond James & Associates, Inc., Research Division
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Raymond James & Associates, Inc., Research Division.
Salary
$40k – $50k
per year
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