Registered Regulatory Reporting Analyst | Memphis, TN
Raymond James & Associates, Inc., Research Division(1 month ago)
About this role
A Regulatory Operations Analyst in the Non-Financial Regulatory Reporting group at Raymond James supports the firm’s compliance with non-financial reporting regimes such as CAT and CAIS. The role is based in Memphis, TN and follows a hybrid schedule, working closely with internal stakeholders to help interpret and implement evolving regulatory requirements.
Required Skills
- CAT
- CAIS
- Regulatory Reporting
- Data Validation
- Report Submission
- Compliance
- Risk Assessment
- Audit Support
- Process Documentation
- Testing
+3 more
Qualifications
- High School Diploma
- SIE (required)
- Series 99 (required)
About Raymond James & Associates, Inc., Research Division
rjcapitalmarkets.comN/A
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