Registration and Licensing Specialist
iA Private Wealth(22 hours ago)
About this role
A Registration and Licensing Specialist manages the registration and onboarding processes for mutual fund advisors, ensuring compliance with regulations and effective communication with stakeholders. The role involves overseeing supervisory files, conducting due diligence, supporting procedural updates, and leading projects. It offers a hybrid work environment within the financial services industry.
Required Skills
- Regulatory Compliance
- Database Management
- Customer Service
- Project Management
- Communication
- Microsoft Office
- NRD
- Analysis
- Collaboration
- Procedural Updates
About iA Private Wealth
iaprivatewealth.caiA Private Wealth – Holistic wealth management tailored for Canadians. Retirement, tax, estate and investment planning with trusted advisors by your side.
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