Regulatory Compliance Senior Associate
PIMCO(1 month ago)
About this role
PIMCO is hiring a Regulatory Compliance Officer to support business and regulatory compliance across Hong Kong, with periodic coverage for other North Asia offices. The role is based in Hong Kong and partners with regional stakeholders to help maintain an effective compliance framework in an asset management environment.
Required Skills
- Regulatory Compliance
- Compliance Program
- KYC
- AML
- Sanctions Screening
- Vendor Onboarding
- Distributor Review
- Staff Trading
- Marketing Review
- Fund Authorization
+10 more
Qualifications
- Degree in Finance
- Degree in Accounting
- Degree in Law
About PIMCO
pimco.comPIMCO is an investment management firm providing solutions for institutions, financial professionals and millions of individuals worldwide. Learn more.
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