Regulatory Operations Analyst
Raymond James & Associates, Inc., Research Division
About this role
The Regulatory Operations Analyst supports compliance by managing regulatory reporting related to non-financial requirements, including preparing, validating, and submitting reports such as CAT and CAIS. They collaborate with internal teams to interpret regulatory changes and ensure reporting accuracy and compliance.
Skills
About Raymond James & Associates, Inc., Research Division
rjcapitalmarkets.comIndustry
Finance
N/A
Recent company news
About Raymond James & Associates, Inc., Research Division
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Raymond James & Associates, Inc., Research Division.
Salary
$-1
per year
More jobs at Raymond James & Associates, Inc., Research Division
Branch Summer Associate - Sandy Springs (Atlanta), GA 3KA
Raymond James & Associates, Inc., Research Division
Senior Advisor, Internal Audit
Raymond James & Associates, Inc., Research Division
Client Service Associate
Raymond James & Associates, Inc., Research Division
Client Service Associate
Raymond James & Associates, Inc., Research Division