Raymond James
The Regulatory Operations Analyst supports compliance by managing regulatory reporting related to non-financial requirements, including preparing, validating, and submitting reports such as CAT and CAIS. They collaborate with internal teams to interpret regulatory changes and ensure reporting accuracy and compliance.
N/A
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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