Raymond James
The Regulatory Operations Analyst supports the firm’s non‑financial regulatory reporting program, producing, validating, and submitting reports such as CAT, EBS, LOPR, and others. The role collaborates with operations, trading, compliance, technology, legal, and risk teams to resolve data discrepancies, improve controls, and support regulatory examinations and audits.
N/A
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Raymond James.
Raymond James didn’t post a salary, so this is our estimate from similar listings.
19% below the average for this role