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野村ホールディングス（株）
This role oversees daily reviews of the firm's trading activities across cash equity and derivatives desks within the Surveillance/Compliance department. The incumbent analyzes trade data, identifies potential regulatory risks, and supports the resolution of surveillance matters while developing controls to mitigate regulatory issues.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for 野村ホールディングス（株）.
22% above the average for this role