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Sales Supervision Principal at Transamerica - ApplyBlast

Sales Supervision Principal

Transamerica

9 months ago

3.5 on Glassdoor

Cedar Rapids, IA

Onsite

Full Time

Medior

0 applicants

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About this role

A Regulatory Compliance professional within Transamerica’s Regulatory Compliance job family focused on supporting the firm’s adherence to securities, insurance, and advisory regulations. The role works across business lines to support suitability and oversight activities for registered representatives and contribute to the organization’s risk and compliance framework.

Skills

Qualifications

Bachelor's Degree in Finance or BusinessFINRA Series 6FINRA Series 7FINRA Series 63FINRA Series 26

About Transamerica

transamerica.com

Headquarters

Baltimore, Maryland, United States

Company Size

5001-10000 employees

Founded

1904

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