Securities & Derivatives Intermediate Associate Analyst Hyrbid

The Sec & Derivat Intmd Assoc Analyst is an entry-level to mid-level operational role focused on enforcing margin and credit regulations from bodies like the Federal Reserve, FINRA, and SEC. Position holders monitor daily trading activities, manage margin exceptions, and ensure collateral agreements meet internal and external policy requirements. A key duty involves serving as a primary liaison between front offices and operations to maintain compliance and support safe client growth.