Illinois
The Securities Enforcement Auditor II conducts complex financial reviews and regulatory compliance examinations of registered securities dealers, investment advisors, and related entities. The role involves preparing detailed reports, advising attorneys and investigators, supervising audit staff, and testifying in administrative, civil, and criminal proceedings.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Illinois.
32% below the average for this role
Securities Enforcement Auditor II
Illinois Secretary of State
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