Raymond James
The Senior Advisor, Compliance - Associate Activities role ensures compliance with securities and banking regulations by coordinating compliance functions and acting as a liaison between functional areas. The position involves leading large-scale projects, identifying potential violations, and implementing controls to address compliance issues. The role requires extensive knowledge of industry rules, strong analytical skills, and the ability to work independently on complex assignments.
N/A
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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