Senior Analyst, Financial Planning Compliance
LPL Financial
About this role
A compliance-focused financial services role supporting oversight of financial planning and advisory activities. The role contributes to policy development, designs oversight controls, and partners across the firm to translate advisor and stakeholder feedback into actionable improvements. It sits within a collaborative, fast-paced environment focused on risk mitigation and advisor support.
Skills
Qualifications
About LPL Financial
lpl.comA leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.
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About LPL Financial
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for LPL Financial.
Salary
$75k – $125k
per year